Partnering for Success
Investors Capital Corporation (ICC) is the dually-registered independent Broker/Dealer
and Investment Advisory firm of Investors Capital Holdings, LLC.
As an independent Broker/Dealer, we offer you—and your clients— a solid clearing
firm and financial backing you can trust. We clear though Pershing LLC, the nation’s
largest independent clearing firm. Pershing is owned by BNY Mellon, one of the most
established banks in the United States.
Investors Capital Corporation partners with over 500 registered representatives nationwide.
We take great pride in providing them with the concierge-level service and support,
full financial planning and brokerage capabilities, practice management and marketing
expertise, time-saving technology, an advisory platform, and a range of financial
products and services they need to achieve true independence, help them exceed the
expectations of their clients, and achieve their goals.
Corporate Governance Documents