Overview (as of March 31, 2010)

Investors Capital Corporation (ICC) is the dually-registered independent Broker/Dealer and Investment Advisory firm of Investors Capital Holdings, Ltd. (NYSE: Amex ICH)

Services Offered to ICC Advisors

Trading, operations, legal, compliance, marketing, practice management, advisory, and technological support.

Founded

1992

Principal

Timothy B. Murphy - President and CEO

Headquarters

230 Broadway, Lynnfield MA 01940

Home Office Staff

Approximately 70

Representatives

Over 500 Registered Representatives
400 Branch Offices

Presence

Licensed to conduct business in all 50 states, Puerto Rico, and the District of Columbia

Clearing Firm

Pershing, LLC (website)

Annual Revenues

$79,187,937 as of FY2010

Total Client Assets

Over $6 billion as of FY2010

Advisory Assets Under Management

Over $1 billion as of FY2010

Phone number

(800) 949-1422

Stock Symbol

NYSE Amex: ICH