Company Info

Testimonials

“Tim, it was great to see you again. I just wanted to send you a short note to tell you how impressed I was with your management team. You have created a very strong lineup of folks. To indicate how strongly I feel about this, I am investing in more ICH stock personally. I believe you and the new team will make this a winner.”

Michael Callahan, Registered Representative, Investors Capital Corporation

“Our #1 focus is, and has to be, the best interests of our clients. Therefore, it was imperative for us to associate with a Broker/Dealer that would enable us to continue to deliver exceptional client service and unbiased strategies. In our quest, we found Investors Capital to have the same philosophies and commitments that were consistently above the rest. We are excited to have found a long-term business partner for the benefit of our clients’ success as well as our own.”

Jane An, Registered Representative, Investors Capital Corporation

“I was with Commonwealth for 10 yrs and I can tell you first hand although you may not be quite caught up to them in terms of size or technology yet, you guys exceed them in every area when it comes to the human side of the business. For the first time in a long time I actually feel like someone cares about me as a person and not just a number. All throughout ICC, Renee and I have felt a sincere warmth right from the first time I spoke to Peter, and we met with Tim, Ken, Jim and everyone else. There is a "realness" to everyone. Knowing someone has my back when I need it most is far more valuable than any amount of technology. I looked at ICC as a favor to a friend who pushed you guys hard. I had already made another choice but the second Renee and I left our first meeting, we new this was our new home. Keep up the good work. I look forward to a long career together. From the bottom of my heart, I appreciate all you have done. It is bigger to the guys in the field than you could ever possibly know. See you at the top!”

Bradford LeBlanc, Registered Representative, Investors Capital Corporation

“I have in the past been an advisor at some of the major wirehouses including Merrill Lynch, Prudential Securities, and Smith Barney. I thought it important to let you know that the ICC personnel and their can-do spirit whether operations, compliance, or trading is far superior to anything I had experienced at the “giants of the street”. We feel truly fortunate to have a team like ICC supporting us in everything we do, and I consider ICC the edge I need to grow my business successfully into the future. I would like to thank you and the team at ICC, and look forward to our mutual success.”

Jon Rogers, Registered Representative, Investors Capital Corporation

“Tim, I would like to thank you and the entire ICC staff for being there for me and all of the other reps during a very difficult year. Single person offices can be difficult and lonely places during times like these. The conference calls and knowing there is a friendly voice on the phone to talk to has been helpful and reassuring. Happy Holidays to you, your family, and the entire ICC family!”

Bob Jeffords, Registered Representative, Investors Capital Corporation

“Tim, I listened to the replay of the State of the Firm address. Thanks for doing it. I’ve been with ICC since 2003 after 10 years of being a Rep inside Banks and Credit Unions and I appreciate the integrity and commitment to doing the right thing from the Management of ICC. Last week at my Rotary Club meeting, our speaker was the head of the Northern California Better Business Bureau - which inspired me to look up Investors Capital Corporation on the national BBB website. I was pleased to see an A+ rating for ICC. Keep up the good work! See you in Las Vegas.”

Anne Hasbrook, Registered Representative, Investors Capital Corporation

“The decision to transition to Investors Capital earlier this year was heavily weighted with a concern for the strength of the advisory platform and the expertise of the advisory staff. To transition an established business is a risky proposition, and I will have to admit that I was apprehensive. Fortunately my anxiety proved to be unfounded, and I now have a solid relationship with the advisory team. My experience with their response to problems has been exceptional, and their innovative approach to investing has embellished my relationship with my clients. Next to going fee-based, my decision to join ICC has been the most significant decision in my career.”

Robert Toy McLaughlin, CFP, Registered Representative, Investors Capital Corporation

“I have 20+ years in the financial services industry, but am new to Investors Capital, having transitioned in April of this year. Since my book of business is virtually 100% fee-based, I looked for a Broker/Dealer that had an Advisory Services Group that had all the platforms I needed to serve the various needs of my clients; whose fees allowed me to competively price my services; who had a full stable of recognized third-party managers with varying investment styles. Investors Capital Advisory Services met all these requirements. In addition, their paperwork requirements are minimal, and their back office support is excellent. Who could ask for more?

I’m the new kid on the block, having been with ICC about 3 weeks. Any transition is difficult. Mine was compounded in that I was forced to make a move right at tax time. I want you to know that everyone in Operations whom I have worked with has been excellent. All have been positive, responsive, and knowledgable. They take ownership of problems and resolve them, rather than creating problems and passing the buck. Collectively, they have made my transition smoother than I would have imagined and have validated my decision to affiliate with ICC.”

Dick Emerson, Registered Representative, Investors Capital Corporation

“During the last 3 years both my individual and branch office production has dramatically increased. This is due in large part to the ICC personnel and the ideas and concepts they bring to the table. I am proud to be a part of an organization that not only understands that everything starts in the field but also has a deep concern for both its representatives and their clients.”

Don Ingram, Registered Representative, Investors Capital Corporation

“I just wanted to drop you guys a note and let you know how the transition is going. I have had so much help I cannot believe it. I have even noticed a lot of your people respond to emails throughout the weekend, be sure to let everyone know how much help this is for someone that is in transition. I have been meeting with a lot of people and have not had to wait long for an answer, this gives me great confidence I have made the right decision and looking forward to a long lasting relationship. Doug, I especially want to thank you for the solicitation email, this all would not have been possible without your initial contact. The only reason I can think anyone would stay where I was is FEAR!”