Investor Relations — Corporate Governance

Investors Capital Corporation Code of Ethics
Investors Capital Holdings, Ltd. Code of Ethics
Investors Capital Holdings, Ltd. Governance and Nominating Committee Charter
Investors Capital Holdings, Ltd. Audit Committee Charter
Investors Capital Holdings, Ltd. Human Resources Committee Charter

Board of Directors

Theodore E. Charles
Chairman of the Board, Investors Capital Holdings, Ltd.

Timothy B. Murphy
CEO, President, Investors Capital Holdings, Ltd.

William J. Atherton
Managing Director of the Atherton group

Geoffery T. Chalmers
Former Chief Outside Legal Counsel to FundQuest Incorporated

Robert Martin
Owner & President of Mercury Brewing Company

Arthur Stickney
Prior Founder of Stickney & Associates

Executive Officers

Theodore E. Charles
Chairman of the Board, Investors Capital Holdings, Ltd.

Timothy B. Murphy
CEO, President, Investors Capital Holdings, Ltd.

Kathleen L. Donnelly, CPA
CFO, Investors Capital Holdings, Ltd.