Join Investors Capital — Resources

Resources – Helping you make the transition

Registration

• Prospective Representative Profile Pre-Hire
• On-Boarding Kit - Prospective Profile/Registered Representative Agreement/Disclosure Documents
• Booklet 2 - Form U4 Instructions & Applications
• Uniform Branch Office Registration Form
• Equity Indexed Annuity Election Form
• Non-Registered Finger Print Form

Fees

• Start Up Worksheet
• State Fee Schedule as of September 2009
• E&O Premium Fees
• Pershing Fees

Presentation & Brochures

• Client Welcome Brochure
• Advisor Welcome Brochure
• Investors Capital Advisory Services
• ICC Recruiting Presentation

Annual Report

• 2009 Annual Report (For PDF version click here.)
• 2008 Annual Report

Clearing Firm – Pershing, LLC

• The Pershing Advantage