Home - Disclaimer

Disclaimer

Investors Capital Corporation is a Financial Industry Regulatory Authority ( FINRA ) registered securities broker-dealer and Securities Exchange Commission (SEC) Registered Investment Advisor registered in all 50 states. This web site is published in the United States for residents of the United States. United States residents please note that products and services mentioned in this web site may not be available in all states. Investors Capital does not solicit business in international jurisdictions where it is not registered.

Investors Capital Corporation is a member of the Securities Investor Protection Corporation (SIPC). You may obtain information about SIPC, including the SIPC brochure, by contacting SIPC at www.sipc.org or (202) 371-8300. Investors Capital Corporation also is a member of the Municipal Securities Rule Making Board (MSRB). HOWEVER, INVESTORS CAPITAL CORPORATION AND ITS AFFILIATES AND DIVISIONS ARE NOT BANKS OR CREDIT UNIONS, AND THE PRODUCTS WE OFFER ARE NOT FEDERALLY GUARANTEED OR FDIC INSURED, ARE NOT DEPOSITS OR OBLIGATIONS OF, OR GUARANTEED BY A FINANCIAL INSTITUTION, INVOLVE RISKS INCLUDING POSSIBLE LOSS OF PRINCIPAL, AND MAY FLUCTUATE IN VALUE.

The information and opinions on this site provided by third parties have been obtained from sources believed to be reliable, but accuracy and completeness cannot be guaranteed. It is given for informational purposes only and is not a solicitation to buy or sell. This information is not intended to be used as the basis for investment decisions, nor should it be considered as advice designed to meet the specific needs of an individual investor. Please seek the advice of professionals, as appropriate, regarding the evaluation of any specific information, opinion, advice, or other content. Registered Representatives of Investors Capital may also be designated to provide advisory services. Registered Representatives may receive fees for advisory services which are separate from commissions received in connection with the purchase or sale of securities. Information about Investors Capital advisory services can be obtained by asking an Investors Capital Advisor for a copy of Investors Capital disclosure brochure or form ADV Part II.

The information provided on this site or in any communication containing a link to this site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject Investors Capital Corporation or its affiliates to any registration requirement within such jurisdiction or country. Neither the information, nor any opinion contained in this site constitutes a solicitation or offer by Investors Capital Corporation or its affiliates to buy or sell any securities, futures, options or other financial instruments or provide any investment advice or service.

Linked sites are not under the control of Investors Capital and Investors Capital is not responsible for the contents of any linked site or any link contained in a linked site, or any changes or updates to such sites. Should the viewer leave this site via a link contained herein, and view content that is not provided by Investors Capital Corporation, the viewer does so at its own risk. The content to which you link will not have been developed, checked for accuracy, or otherwise reviewed by Investors Capital Corporation. Investors Capital Corporation is not responsible for damages or losses caused by any delays, defects or omissions that may exist in the services, information or other content provided in such site, whether actual, alleged, consequential or punitive. Investors Capital Corporation makes no guarantees or representations as to, and shall have no liability for, any electronic content delivered by any third party, including, without limitation, the accuracy, subject matter, quality or timeliness of any electronic content.

DEPOSITS:  When making a deposit to an account checks should be made payable to a fund/investment company or  "Pershing LLC" and include the account number on the check to be deposited. Checks made payable to Investors Capital Corporation, Investors Capital, Investors Capital Holdings, ICC or any variation thereof, will not be accepted. Additionally, please note that under no circumstances should you give cash to or make any checks payable to your financial advisor or to your financial advisor's business name or DBA name.  If you should have any questions, please contact your financial advisor or the Investors Capital Operations Department at 800-550-0998.

Prior to buying or selling an option, investors must read a copy of the Characteristics & Risks of Standardized Options, also known as the options, disclosure document (ODD). It explains the characteristics and risks of exchange traded options.

EXTENDED HOURS TRADING: View the terms and risks.

See our Corporate Profile page for detailed information about our Code of Business Conduct and Ethics and committee charters.

To request more information about us, contact your Investors Capital advisor. We would be glad to put you in touch with an Investors Capital office in your area that will be able to assist you directly. If you would like further information, please E-mail your request to info@investorscapital.com.

Back to top

Get in Touch!

Have a question or comment? Fill out our quick contact form and we'll get back to you as soon as possible.