Partnering for Success
Investors Capital Corporation ("Investors Capital") is the dually-registered independent Broker/Dealer
and Investment Advisory firm of Investors Capital Holdings®, LLC.
As an independent Broker/Dealer, we offer you—and your clients— a solid clearing
firm and financial backing you can trust. We clear though Pershing LLC, the nation’s
largest independent clearing firm. Pershing is owned by BNY Mellon, one of the most
established banks in the United States.
Investors Capital® partners with over 500 registered representatives nationwide.
We take great pride in providing them with the concierge-level service and support,
full financial planning and brokerage capabilities, practice management and marketing
expertise, time-saving technology, an advisory platform, and a range of financial
products and services they need to achieve true independence, help them exceed the
expectations of their clients, and achieve their goals.
Realty Capital Securities
Investors Capital® is an affiliate of Realty Capital Securities,
LLC (“RCS”), the Dealer Manager for certain investment products offered through Investors Capital®. RCS
and its affiliates will earn compensation in addition to the compensation earned by Investors Capital® in
connection with any investment in these certain products, all as disclosed in the applicable Prospectus
or other offering document. Purchasers of these products should consider this affiliation, the
compensation arrangements and any conflicts of interest created thereby. For information on whether
an investment is distributed by RCS, please contact your Investors Capital® financial advisor.
Corporate Governance Documents