Home - Company - Corporate Profile

Corporate Profile

Partnering for Success

Investors Capital Corporation ("Investors Capital") is the dually-registered independent Broker/Dealer and Investment Advisory firm of Investors Capital Holdings®, LLC.

As an independent Broker/Dealer, we offer you—and your clients— a solid clearing firm and financial backing you can trust. We clear though Pershing LLC, the nation’s largest independent clearing firm. Pershing is owned by BNY Mellon, one of the most established banks in the United States.

Investors Capital® partners with over 500 registered representatives nationwide. We take great pride in providing them with the concierge-level service and support, full financial planning and brokerage capabilities, practice management and marketing expertise, time-saving technology, an advisory platform, and a range of financial products and services they need to achieve true independence, help them exceed the expectations of their clients, and achieve their goals.

Realty Capital Securities
Investors Capital® is an affiliate of Realty Capital Securities, LLC (“RCS”), the Dealer Manager for certain investment products offered through Investors Capital®. RCS and its affiliates will earn compensation in addition to the compensation earned by Investors Capital® in connection with any investment in these certain products, all as disclosed in the applicable Prospectus or other offering document. Purchasers of these products should consider this affiliation, the compensation arrangements and any conflicts of interest created thereby. For information on whether an investment is distributed by RCS, please contact your Investors Capital® financial advisor.

Corporate Governance Documents

Newsroom Archive

6/10/2015: Investors Capital Corp. Receives Top Broker-Dealer Rankings
4/7/2015: Investors Capital Corp. Receives 9.8 Advisor Rating
Select a previous year:

Media Inquiries

Contact Rob Crowe at (561) 338-2698 with any questions or comments regarding Investors Capital® in the media.