SEC Rule 606 requires on a quarterly basis that firms make available reports
that present a general overview of order routing practices. These reports identify
the ways in which customer orders were routed for execution during the applicable
quarter. Investors Capital Corp. (ICC) transmits orders to our clearing firm, Pershing,
LLC. Pershing may then route these orders to various venues for execution. Customers
of ICC may also request a written copy of this report.
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information and include Investors Capital Corp as the name where asked to enter Broker-Dealer's Full Name.
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