To further explore the benefits of our culture, read through our “10 Reasons” below:
- 5-Star ServiceSM every day. Have your call answered
with a smile—and often in five seconds or less. Our CEO, Tim Murphy, wouldn’t have
it any other way.
- Rep-owned, client-owned, staff-owned, publicly traded. There is no other
broker/dealer like Investors Capital. Here, you control your destiny. There is no
dominating private equity firm or product company or majority shareholder. At Investors
Capital, the interests of advisors, investors, management, and staff are truly aligned,
giving you true independence.
- Strong net capital position. Feel secure about your broker/dealer’s financial
health. We strive to continually strengthen our net capital position.
- Quality over quantity. Escape big-firm politics. With 450 advisors, we get to
know you as a person as well as a professional. We like good natured, professional
advisors with an acceptable U4 who produce at least $150k in annual GDC.
- Personalized transition. You receive tailored, one-on-one, hands-on transition
assistance even if it means coming to your office during the work week or the weekend to
help move you over smoothly. We also cover your ACAT fees.
- 2013 Broker/Dealer of the Year! Investors Capital® is a 4-time winner of this
prestigious award voted to us by our valued advisors. It motivates us to tirelessly pursue
new ways to please you.
Learn more about Broker/Dealer of the Year
- Quality assurance and process improvement. Get your work processed efficiently
and accurately—avoiding frustrating delays.
- Technology that streamlines your day. Track new business submissions 24/7
on the web as they move through our Operations workflow with our in-house Transparency
- In-house advisory solutions. Get help managing your clients’ assets more
productively and efficiently with our top-notch advisory resources and programs.
- Feel good. Worry less. With 5-Star Service. Feel the difference that great
service can make. Our entire home office staff annually attends The Ritz-Carlton Leadership
Center to reinforce the principles upon which The Ritz-Carlton continuously delivers legendary
service to its customers. Our mission is to provide that same level of service to you.
Learn More About Investors Capital